Newsletters
Securities Law Update – August 2012
Items discussed in this newsletter:
- Attorney Not Liable for Sale of Unregistered Securities
Securities Law Update – November 2011
Items discussed in this newsletter:
- Statutes of Limitation Do Not Apply in Florida Arbitrations
Securities Law Update – February 2011
Items discussed in this newsletter:
- Third Party Subpoenas Severely Limited in Arbitration
- Citigroup Arbitration Agreement Enforceable
Securities Law Update – August 2009
Items discussed in this newsletter:
- Trust Not Required to Arbitrate Against Merrill Lynch
- AIG Name Change
- Auction Rate Securities Class Action
- Selling Away Cases – Insurer’s Duty to Defend
- Punitive Damages Unavailable as a Matter of Law for a Pension Plan’s ERISA §409 Claims
- Punitive Damages Unavailable as a Matter of Law for a Pension Plan’s ERISA §409 Claims
Securities Law Update – May 2009
Items discussed in this newsletter:
- Are Arbitration Clauses Within U-4 Agreements Unconscionable?
- Impact of Granting Motion to Compel Arbitration
- SEC Affirms FINRA Unsuitability Findings
- Registered Representatives are Associated Persons of One Firm Only
Securities Law Update – November 2008
Items discussed in this newsletter:
- Arbitrability of Military Claims
- Please Send Wall Street Back to Arbitration!!!
- Statutes of Limitation Do Not Apply in Arbitration
- What a Cheapskate!
- Polygraphs
Securities Law Update – October 2008
Items discussed in this newsletter:
- Proceedings Ancillary to Arbitration
- Think Twice Before Dismissing Your Arbitration
- Never try a case against a 96 year old deaf and blind client
- IRA Custodian’s Liability
Securities Law Update – July 2008
Items discussed in this newsletter:
- Unauthorized Practice of Law
- NASD Arbitration Award Vacated
- Unconscionability of Arbitration Clause
- Martin Act
- Where to Sue Your Lawyer?
Securities Law Update – June 2008
Items discussed in this newsletter:
- Hedge Fund Strategies
- Legal Malpractice
- Unregistered Investment Advisors\
- U-5 Defamation Claims Not Dead
- Pleading Common Law Fraud
Securities Law Update – April 2008
Items discussed in this newsletter:
- When Do Statutes of Limitation Apply In Arbitration?
- Woe is Bear Stearns!
- New U.S. Supreme Court Arbitration Decision
- The Arbitrary Nature of Arbitration
