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Securities Law Update – November 2007

Items discussed in this newsletter:

  • USING EXPERT WITNESSES TO PROVE TRUST DEPARTMENT MISCONDUCT
  • HEDGE FUNDS – EVEN INVESTORS WHO GOT OUT EARLY END UP UNHAPPY
  • ARBITRATION AGREEMENT NOT ENFORCEABLE AGAINST CO-EMPLOYEE
  • CONTRACTUALLY SHORTENED STATUTE OF LIMITATION ENFORCEABLE

Securities Law Update – September 2007

Items discussed in this newsletter:

  • If It Looks Like a Hedge Fund and Quacks Like a Hedge Fund, Is it a Hedge Fund?
  • Stockbroker in Pain Despite $5 Million Severance
  • Oops – Can I Please Have That Document Back?
  • Arbitration Award Vacated – Manifest Disregard of Law Related to Attorneys Fees