News and Articles

Monthly Archives: August 2007

Securities Law Update – September 2007

Items discussed in this newsletter:

  • If It Looks Like a Hedge Fund and Quacks Like a Hedge Fund, Is it a Hedge Fund?
  • Stockbroker in Pain Despite $5 Million Severance
  • Oops – Can I Please Have That Document Back?
  • Arbitration Award Vacated – Manifest Disregard of Law Related to Attorneys Fees