Securities Law Update – August 2007
- Rule 11 – Supervise Your Partners – Read the Rule 11 Letter
- Merrill Lynch Hoisted By Own Petard
- Morgan Stanley Fined $6.1 Million
- The 2007 Subprime Debacle
Securities Law Update – September 2007
Items discussed in this newsletter:
- If It Looks Like a Hedge Fund and Quacks Like a Hedge Fund, Is it a Hedge Fund?
- Stockbroker in Pain Despite $5 Million Severance
- Oops – Can I Please Have That Document Back?
- Arbitration Award Vacated – Manifest Disregard of Law Related to Attorneys Fees